About Our Firm

Capital City Asset Management Group was founded by experienced financial professionals who live by and strongly believe in The Golden Rule: "Treat others as you would want to be treated!" This simple philosophy inspired us to build an investment advisory firm that we would like to do business with if we were the client.

We are an Investment Advisory firm (IA) that offers a customized, discretionary Asset Management Program for a very small annual fee based on a percentage of the assets managed. This creates a relationship where our goal is exactly the same as the client's goal; for the portfolio to perform and grow. To achieve our clients' goals we provide a wide range of expert, unbiased, independent financial advice, products and services.

Our commitment to quality and service has led us to affiliate with Regis Securities Corporation, member FINRA/SIPC/MSRB and TD Ameritrade Institutional Services, Division of TD Ameritrade Holding, Inc., member FINRA/SIPC. TD Ameritrade's low-cost transactions and time efficient management tools keep investment costs down which helps to increase our clients' rate of return and attention they receive. TD Ameritrade offers over 12,000 mutual funds, stocks, bonds, foreign securities and more which provide better options to achieve our clients' goals. TD Ameritrade's clearing services protect our clients' securities certificates against theft, damage or loss and SIPC insurance gives them the protection they need. We take care of our clients the way we would want others to take care of us.

America's Trusted Advisors™

Important Note:
It is important that you understand the ways in which we conduct business and the applicable laws and regulations that govern us. As a firm providing wealth management services to clients in the U.S., we are registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer, offering both investment advisory and brokerage services.

Though there are similarities among these services, the investment advisory programs and brokerage accounts we offer are separate and distinct, differ in material ways and are governed by different laws and separate contracts.

It is important that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. While we strive to ensure the nature of our services is clear in the materials we publish, if at any time you seek clarification on the nature of your accounts or the services you receive, please speak with your Financial Advisor or call 1-866-485-0803.